Personnel Hong Kong SFC License Details (ID 11751807)

Personnel Hong Kong SFC License Details (ID 11751807)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2025-10-06	2025-10-13
	Rep	Advising on securities	2025-06-30	2025-07-04
	Rep	Advising on securities	2025-02-13	2025-02-21
	Rep	Advising on securities	2019-12-12	2019-12-20
	Rep	Advising on securities	2019-09-23	2019-09-26
	Rep	Advising on securities	2019-09-16	2019-09-20
	Rep	Advising on securities	2019-02-25	2019-03-01
	Rep	Advising on securities	2018-11-30	2018-12-07
	Rep	Advising on securities	2018-08-01	2018-08-08
	Rep	Advising on securities	2018-01-26	2018-02-02
	Rep	Advising on securities	2017-09-26	2017-09-29
	Rep	Advising on securities	2017-07-07	2017-07-12