Personnel Hong Kong SFC License Details (ID 117539)

Personnel Hong Kong SFC License Details (ID 117539)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2024-12-10	2024-12-14
	Rep	Dealing in securities	2024-10-04	2024-10-09
	Rep	Dealing in securities	2019-10-03	2019-10-09
	Rep	Dealing in securities	2019-04-04	2019-04-10
	Rep	Dealing in securities	2018-10-18	2018-10-23
	Rep	Dealing in securities	2018-08-23	2018-08-29
	Rep	Dealing in securities	2013-09-10	2018-05-04
MF Global Hong Kong Limited	Rep	Advising on securities	2009-12-04	2011-06-02
Morgan Stanley Asia Limited	Rep	Dealing in securities	2005-12-12	2007-01-02