| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited | RO | Advising on futures contracts | 2007-04-30 | 2010-12-17 |
| RO | Dealing in futures contracts | 2007-04-30 | 2010-12-17 | |
| Rep | Advising on futures contracts | 2006-07-06 | 2007-04-30 | |
| Rep | Advising on securities | 2006-07-06 | 2010-12-17 | |
| Rep | Asset management | 2006-07-06 | 2010-12-17 | |
| Rep | Dealing in securities | 2006-07-06 | 2010-12-17 | |
| Rep | Advising on securities | 2005-12-12 | 2005-12-16 |