Personnel Hong Kong SFC License Details (ID 117573)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2013-10-23	2014-07-28
	Rep	Asset management	2013-10-23	2014-07-28
	Rep	Dealing in securities	2013-10-23	2014-07-28
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-02-13	2007-09-22
BEA Union Investment Management Limited	Rep	Advising on securities	2006-10-26	2007-02-09
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2006-01-20	2006-05-01