Personnel Hong Kong SFC License Details (ID 117593)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2010-01-18	2010-11-18
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2009-09-04	2010-11-18
Cowen Structured Products Hong Kong Limited	Rep	Dealing in securities	2009-06-17	2009-07-21
	RO	Dealing in securities	2006-10-20	2009-06-17