Personnel Hong Kong SFC License Details (ID 117616)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2013-11-13	-
	Rep	Advising on securities	2013-11-13	-
	Rep	Advising on corporate finance	2006-01-03	2009-09-12
	Rep	Advising on securities	2006-01-03	2009-09-12
	Rep	Dealing in securities	2006-01-03	2009-09-12