Personnel Hong Kong SFC License Details (ID 117639)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2015-11-20	2019-05-17
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2010-03-29	2010-08-28
	Rep	Dealing in securities	2006-01-03	2010-08-28