| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited | RO | Dealing in futures contracts | 2010-08-02 | 2011-06-01 |
| Newedge Broker Limited | RO | Providing automated trading services | 2008-12-02 | 2009-07-31 |
| RO | Dealing in futures contracts | 2008-12-02 | 2009-07-31 | |
| RO | Dealing in securities | 2008-12-02 | 2009-07-31 | |
| SG Asset Finance (Hong Kong) Limited | RO | Dealing in futures contracts | 2008-03-06 | 2011-06-01 |
| RO | Dealing in securities | 2008-03-06 | 2011-06-01 |