Personnel SFC Licences and HKMA Registrations (ID 11765995)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2018-02-07	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2018-02-07	-
ONE CHINA SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-12-05	2018-02-01
	Rep	Dealing in securities	2017-07-10	2018-02-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.