Personnel Hong Kong SFC License Details (ID 117663)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2009-01-14
	Rep	Dealing in securities	2008-10-10	2009-01-14
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2006-10-04	2008-09-29
	Rep	Dealing in securities	2006-10-04	2008-09-29
Citadel Asia Limited	Rep	Asset management	2006-01-09	2006-07-18