Personnel Hong Kong SFC License Details (ID 117666)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2009-10-08	2010-12-03
GEOMATRIX (H.K.) LIMITED	Rep	Asset management	2008-08-18	2009-08-11
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2006-01-09	2008-06-25