Personnel Hong Kong SFC License Details (ID 11770647)

Personnel Hong Kong SFC License Details (ID 11770647)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2019-10-24	-
	Rep	Dealing in securities	2019-10-24	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2017-07-11	2019-09-02
	Rep	Advising on securities	2017-07-11	2019-09-02
	Rep	Dealing in securities	2017-07-11	2019-09-02
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2017-07-11	2019-09-02
	Rep	Advising on securities	2017-07-11	2019-09-02
	Rep	Dealing in securities	2017-07-11	2019-09-02