Personnel Hong Kong SFC License Details (ID 117742)

Personnel Hong Kong SFC License Details (ID 117742)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Long Bridge HK Limited	RO	Dealing in futures contracts	2024-03-13	-
	RO	Advising on securities	2021-11-05	-
	Rep	Asset management	2021-11-05	-
	RO	Dealing in securities	2021-11-05	-
	Rep	Dealing in securities	2021-09-14	2021-11-05
CHINA GLORY SECURITIES COMPANY LIMITED	RO	Dealing in futures contracts	2021-01-12	2021-07-09
	RO	Dealing in securities	2021-01-12	2021-07-09
	Rep	Dealing in futures contracts	2020-09-30	2021-01-12
	Rep	Dealing in securities	2020-09-30	2021-01-12
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2018-07-23	2020-09-11
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2016-12-01	2020-09-11
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2016-12-01	2018-07-23
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2013-05-16	2016-11-08
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2013-05-16	2016-11-08
OnePlatform Asset Management Limited	Rep	Advising on securities	2006-02-07	2010-05-26