Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 117754)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
MIZUHO SECURITIES ASIA LIMITED
RO
Advising on securities
2009-07-08
2009-12-01
RO
Dealing in securities
2009-04-14
2009-12-01
SHINKO SECURITIES (H.K.) LIMITED
RO
Dealing in securities
2006-03-13
2009-05-01