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Personnel Hong Kong SFC License Details (ID 117760)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
HFS ASSET MANAGEMENT LIMITED
Rep
Advising on securities
2007-12-03
2008-02-19
FWD Financial Planning Limited (HK)
Rep
Advising on securities
2006-02-21
2007-11-26