Personnel Hong Kong SFC License Details (ID 11776369)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2023-06-12	2023-06-16
	Rep	Advising on securities	2023-01-13	2023-01-17
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2019-10-14	2019-10-17
	Rep	Advising on securities	2019-04-04	2019-05-11
	Rep	Advising on securities	2018-10-22	2018-11-10
	Rep	Advising on securities	2017-07-13	2017-07-23