Personnel Hong Kong SFC License Details (ID 117774)

Personnel Hong Kong SFC License Details (ID 117774)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KOG FOREX LIMITED	Rep	Leveraged foreign exchange trading	2018-06-25	2019-11-26
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2008-08-27	2009-04-27
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2008-06-30	2009-04-27
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2008-06-30	2009-04-27
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2007-10-04	2008-05-16
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2006-09-13	2008-05-16
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2006-01-26	2006-04-25