Personnel SFC Licences and HKMA Registrations (ID 11777604)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2022-07-20	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2022-07-20	-
KGI ASIA LIMITED	Rep	Dealing in securities	2018-08-29	2022-07-10
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-08-29	2022-07-10
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2017-07-14	2018-05-31
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2017-07-14	2018-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.