| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | Advising on securities | 2025-07-07 | - |
| Rep | Dealing in futures contracts | 2025-07-07 | - | |
| Rep | Dealing in securities | 2025-07-07 | - | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-04-17 | 2025-03-18 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2023-03-31 | 2025-03-18 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-01-21 | 2020-04-11 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2018-12-24 | 2020-04-11 |
| GRANSING SECURITIES CO., LIMITED | Rep | Dealing in securities | 2017-08-24 | 2018-11-23 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-07-14 | 2017-08-17 |
No HKMA registrations in the collected records.