Personnel SFC Licences and HKMA Registrations (ID 11777617)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUIJIN SECURITIES INTERNATIONAL LIMITED	RO	Advising on securities	2023-08-14	-
	RO	Dealing in securities	2023-03-16	-
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2023-02-19
	Rep	Dealing in securities	2017-07-14	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-07-14	2023-02-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.