Lee, Terry Tai-Suk

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2013-06-18	2013-06-27
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2013-06-18	2013-06-27
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2013-02-01	2013-02-05
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2013-02-01	2013-02-05
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2012-11-26	2012-11-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2012-11-26	2012-11-30
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2011-11-21	2011-11-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-11-21	2011-11-30
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2011-01-26	2011-02-04
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-01-26	2011-02-04
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2010-11-05	2010-11-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-11-05	2010-11-14
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-08-19	2009-08-28
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2009-08-19	2009-08-28
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-04-17	2009-04-24
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2009-04-17	2009-04-24
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2008-06-18	2008-06-20
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2008-06-18	2008-06-20
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-10-12	2007-10-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2007-10-12	2007-10-21
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-01-29	2007-02-08
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2007-01-29	2007-02-08
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-02-17	2006-02-26
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-02-17	2006-02-26

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2013-06-18	2013-06-27
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2013-06-18	2013-06-27
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2013-02-01	2013-02-05
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2013-02-01	2013-02-05
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2012-11-26	2012-11-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2012-11-26	2012-11-30
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2011-11-21	2011-11-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-11-21	2011-11-30
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2011-01-26	2011-02-04
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-01-26	2011-02-04
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2010-11-05	2010-11-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-11-05	2010-11-14
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-08-19	2009-08-28
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2009-08-19	2009-08-28
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-04-17	2009-04-24
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2009-04-17	2009-04-24
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2008-06-18	2008-06-20
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2008-06-18	2008-06-20
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-10-12	2007-10-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2007-10-12	2007-10-21
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-01-29	2007-02-08
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2007-01-29	2007-02-08
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-02-17	2006-02-26
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-02-17	2006-02-26