Personnel SFC Licences and HKMA Registrations (ID 11778137)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2026-11-12	-
	Rep	Dealing in securities	2026-11-12	-
	RO	Advising on securities	2026-06-25	2026-11-12
	RO	Dealing in securities	2026-06-25	2026-11-12
	Rep	Advising on securities	2025-03-25	2026-06-25
	Rep	Dealing in securities	2025-03-25	2026-06-25
	Rep	Asset management	2022-11-11	-
	RO	Advising on securities	2020-06-02	2025-03-25
	RO	Dealing in securities	2020-06-02	2025-03-25
	Rep	Advising on securities	2018-07-23	2020-06-02
	Rep	Dealing in securities	2018-07-23	2020-06-02
CTI Capital Hong Kong Limited	Rep	Advising on securities	2017-07-17	2018-06-20
	Rep	Asset management	2017-07-17	2018-06-20
	Rep	Dealing in securities	2017-07-17	2018-06-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.