Personnel Hong Kong SFC License Details (ID 11778140)

Personnel Hong Kong SFC License Details (ID 11778140)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vision Capital Investment Management Limited	Rep	Advising on securities	2018-04-17	2020-06-30
	Rep	Asset management	2018-04-17	2020-06-30
	Rep	Dealing in securities	2018-04-17	2020-06-30
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2017-08-09	2017-10-11
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2017-07-17	2017-10-11
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-07-17	2017-10-11
	Rep	Dealing in securities	2017-07-17	2017-10-11