Personnel Hong Kong SFC License Details (ID 11778673)

Personnel Hong Kong SFC License Details (ID 11778673)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2026-09-09	-
	Rep	Advising on securities	2026-09-09	-
	Rep	Dealing in securities	2026-09-09	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2017-07-18	2026-06-08
	Rep	Advising on securities	2017-07-18	2026-06-08
	Rep	Dealing in securities	2017-07-18	2026-06-08
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2017-07-18	2024-03-11
	Rep	Advising on securities	2017-07-18	2024-03-11
	Rep	Dealing in securities	2017-07-18	2024-03-11