Personnel Hong Kong SFC License Details (ID 11779124)

Personnel Hong Kong SFC License Details (ID 11779124)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on futures contracts	2023-11-28	2024-08-30
	Rep	Advising on securities	2023-11-28	2024-08-30
	Rep	Dealing in futures contracts	2023-11-28	2024-08-30
China Securities (International) Asset Management Company Limited	Rep	Asset management	2023-10-17	2023-11-28
	Rep	Advising on securities	2023-10-17	2024-08-30
China Securities (International) Brokerage Company Limited	Rep	Dealing in securities	2023-10-17	2024-08-30
HAITONG INTERNATIONAL CAPITAL (HK) LIMITED	Rep	Advising on corporate finance	2018-12-27	2019-11-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2018-12-27	2020-03-16
	Rep	Dealing in securities	2018-09-17	2020-03-16
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-07-19	2018-05-21
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-07-19	2018-05-21