Personnel Hong Kong SFC License Details (ID 11779632)

Personnel Hong Kong SFC License Details (ID 11779632)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Asset Management Limited	Rep	Dealing in securities	2024-08-07	-
CMB International Securities Limited	Rep	Dealing in securities	2023-08-25	2024-08-01
CMB International Capital Limited	RO	Advising on corporate finance	2022-02-07	2023-07-01
	RO	Dealing in securities	2022-02-07	2023-07-01
	Rep	Advising on corporate finance	2019-11-14	2022-02-07
	Rep	Dealing in securities	2019-11-14	2022-02-07
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2017-07-20	2019-08-30
	Rep	Dealing in securities	2017-07-20	2019-08-30