Personnel Hong Kong SFC License Details (ID 11780197)

Personnel Hong Kong SFC License Details (ID 11780197)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2022-07-22	-
TFI Securities and Futures Limited	Rep	Dealing in securities	2019-09-30	2022-07-01
VALUABLE CAPITAL LIMITED	Rep	Dealing in futures contracts	2019-09-10	2019-09-12
	Rep	Dealing in securities	2019-09-10	2019-09-12
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-07-09	2019-08-20
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-07-09	2019-08-20
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2017-07-21	2019-06-18
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2017-07-21	2019-06-18