HKMA registration number: AG9186 | Institution | Activity | HKMA role | Capacity | From | Until | Status |
|---|
| DBS BANK LTD. | Dealing in securities | Non-EO | SPECIALIST, SALES TRADING & DEALING, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES | 2025-10-23 | — | Current |
| DBS BANK LTD. | Advising on securities | Non-EO | SPECIALIST, SALES TRADING & DEALING, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES | 2025-10-23 | — | Current |
| 星 展 銀 行 (香 港) 有 限 公 司 | Dealing in securities | Non-EO | SPECIALIST, SALES TRADING & DEALING, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES | 2025-10-23 | — | Current |
| 星 展 銀 行 (香 港) 有 限 公 司 | Advising on securities | Non-EO | SPECIALIST, SALES TRADING & DEALING, EQUITIES INSTITUTIONAL SALES, VICKERS SECURITIES | 2025-10-23 | — | Current |
| 南 洋 商 業 銀 行 有 限 公 司 | Dealing in securities | Non-EO | — | 2015-10-03 | 2017-05-09 | Former |
| 南 洋 商 業 銀 行 有 限 公 司 | Advising on securities | Non-EO | — | 2015-10-03 | 2017-05-09 | Former |