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Sambatur, Hemant SFC Licences and HKMA Registrations (ID 11780201)
Sambatur, Hemant
SFC ID:
BJW956
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
Oxbow Capital Management (HK) Limited
Rep
Asset management
2021-05-17
-
DEUTSCHE SECURITIES ASIA LIMITED
Rep
Advising on futures contracts
2017-07-21
2019-08-30
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.