Personnel Hong Kong SFC License Details (ID 11780205)

Personnel Hong Kong SFC License Details (ID 11780205)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jinde Asset Management (Hong Kong) Limited	RO	Asset management	2026-08-21	-
	Rep	Asset management	2026-06-03	2026-08-21
LIGHTCONE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-07-24	2026-04-30
	Rep	Advising on securities	2019-05-14	2019-07-24
	Rep	Asset management	2019-05-14	2026-04-30
PICC Asset Management (Hong Kong) Company Limited	Rep	Asset management	2018-02-12	2018-10-17
	RO	Advising on securities	2017-09-22	2018-10-17
	Rep	Advising on securities	2017-07-21	2017-09-22