Personnel SFC Licences and HKMA Registrations (ID 11781134)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2026-11-04	-
	Rep	Advising on corporate finance	2018-12-12	2026-11-04
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-07-25	2018-11-26
	Rep	Advising on securities	2017-07-25	2018-11-26
	Rep	Dealing in securities	2017-07-25	2018-11-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.