Personnel Hong Kong SFC License Details (ID 11781146)

Personnel Hong Kong SFC License Details (ID 11781146)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Advising on securities	2025-08-28	-
	RO	Asset management	2025-08-28	-
	RO	Dealing in securities	2025-08-28	-
	Rep	Advising on securities	2021-05-05	2025-08-28
	Rep	Asset management	2021-05-05	2025-08-28
	Rep	Dealing in securities	2021-05-05	2025-08-28
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-07-24	2021-04-07
	Rep	Advising on corporate finance	2017-07-25	2021-04-07
	Rep	Dealing in securities	2017-07-25	2021-04-07
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-07-25	2021-04-07