Personnel Hong Kong SFC License Details (ID 117825)

Personnel Hong Kong SFC License Details (ID 117825)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-01-27	2011-07-07
	Rep	Dealing in securities	2011-01-27	2011-07-07
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-10-16	2011-01-15
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-10-16	2011-01-15
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2007-12-04	2008-08-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2007-10-16	2008-08-01
KGI ASIA LIMITED	Rep	Dealing in securities	2007-07-18	2007-10-01
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2006-03-03	2007-02-01