Personnel Hong Kong SFC License Details (ID 11782755)

Personnel Hong Kong SFC License Details (ID 11782755)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wind Sabre Capital Limited	RO	Asset management	2022-11-10	-
SILVER NILE GLOBAL INVESTMENTS LIMITED	Rep	Asset management	2019-12-17	2021-12-15
	Rep	Dealing in securities	2019-10-29	2021-12-15
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-02-27	2019-09-11
	Rep	Dealing in futures contracts	2019-02-27	2019-09-11
	Rep	Advising on securities	2019-01-22	2019-09-11
	Rep	Dealing in securities	2019-01-22	2019-09-11
BOCHK Asset Management Limited	Rep	Advising on securities	2017-07-28	2019-01-16
	Rep	Asset management	2017-07-28	2019-01-16
	Rep	Dealing in securities	2017-07-28	2019-01-16