Personnel SFC Licences and HKMA Registrations (ID 11782767)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
U&I Asset Management Limited	Rep	Advising on securities	2026-06-18	-
	Rep	Asset management	2026-06-18	-
Cityline Securities Limited	Rep	Dealing in securities	2023-10-19	2024-12-31
KGI ASIA LIMITED	Rep	Dealing in securities	2022-02-08	2022-06-07
HUNG SING SECURITIES LIMITED	Rep	Asset management	2017-07-28	2018-06-22
	Rep	Dealing in securities	2017-07-28	2018-06-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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