Personnel Hong Kong SFC License Details (ID 117831)

Personnel Hong Kong SFC License Details (ID 117831)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2018-08-16	2023-06-23
	Rep	Advising on corporate finance	2018-08-08	2023-06-23
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2018-04-28
	Rep	Advising on corporate finance	2012-06-07	2016-12-18
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2006-02-01	2010-05-31
	Rep	Dealing in securities	2006-02-01	2010-05-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2006-02-01	2010-05-31