Personnel Hong Kong SFC License Details (ID 11783321)

Personnel Hong Kong SFC License Details (ID 11783321)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2022-07-21	2024-04-19
	Rep	Dealing in securities	2022-07-21	2024-04-19
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2017-07-31	2022-05-23
	Rep	Advising on securities	2017-07-31	2022-05-23
	Rep	Asset management	2017-07-31	2022-05-23
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2017-07-31	2020-12-09
	Rep	Advising on securities	2017-07-31	2020-12-09
	Rep	Asset management	2017-07-31	2020-12-09
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2017-07-31	2022-05-23
	Rep	Asset management	2017-07-31	2022-05-23
	Rep	Dealing in securities	2017-07-31	2022-05-23