Liu, Chenxi (SFC:BJZ592) 劉晨曦

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2024-11-18	-
Caitong International Asset Management Co., Limited	Rep	Advising on securities	2017-08-01	2019-10-18
	Rep	Asset management	2017-08-01	2019-10-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2024-11-18	-
Caitong International Asset Management Co., Limited	Rep	Advising on securities	2017-08-01	2019-10-18
	Rep	Asset management	2017-08-01	2019-10-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.