Personnel Hong Kong SFC License Details (ID 11783856)

Personnel Hong Kong SFC License Details (ID 11783856)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-12-16	-
	Rep	Dealing in securities	2025-11-20	-
KINGSTON FUTURES LIMITED	Rep	Dealing in futures contracts	2025-01-27	2025-04-02
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2024-11-27	2025-04-02
SBI China Capital Financial Services Limited	Rep	Advising on securities	2021-10-04	2024-11-14
	Rep	Dealing in securities	2021-10-04	2024-11-14
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2020-01-14	2021-09-18
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2019-11-20	2021-09-18
	Rep	Dealing in securities	2017-08-01	2021-09-18