| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | Advising on securities | 2026-03-20 | 2026-09-16 |
| RO | Asset management | 2026-03-20 | 2026-09-16 | |
| Rep | Advising on securities | 2026-02-09 | 2026-03-20 | |
| Rep | Asset management | 2026-02-09 | 2026-03-20 | |
| Rep | Advising on futures contracts | 2026-02-09 | 2026-09-16 | |
| Rep | Dealing in futures contracts | 2026-02-09 | 2026-09-16 | |
| QMIS Asset Management Limited | RO | Advising on securities | 2023-05-24 | 2026-01-20 |
| RO | Asset management | 2023-05-24 | 2026-01-20 | |
| QMIS Securities Limited | RO | Dealing in securities | 2023-05-24 | 2026-01-20 |
| QMIS Asset Management Limited | Rep | Advising on securities | 2023-05-03 | 2023-05-24 |
| Rep | Asset management | 2023-05-03 | 2023-05-24 | |
| QMIS Securities Limited | Rep | Dealing in securities | 2023-05-03 | 2023-05-24 |
| SOPHIA SECURITIES (INTERNATIONAL) LIMITED | RO | Advising on securities | 2022-12-09 | 2023-03-19 |
| RO | Asset management | 2022-12-09 | 2023-03-19 | |
| RO | Dealing in securities | 2022-12-09 | 2023-03-19 | |
| GREAT BAY SECURITIES LIMITED | RO | Advising on securities | 2020-03-09 | 2022-08-05 |
| RO | Dealing in securities | 2020-03-09 | 2022-08-05 | |
| Rep | Advising on securities | 2018-10-04 | 2020-03-09 | |
| Rep | Dealing in securities | 2018-10-04 | 2020-03-09 | |
| Rep | Asset management | 2018-10-04 | 2022-08-05 | |
| MANGO FINANCIAL LIMITED | Rep | Asset management | 2018-06-01 | 2018-08-31 |
| Rep | Advising on securities | 2017-08-01 | 2018-08-31 | |
| Rep | Dealing in securities | 2017-08-01 | 2018-08-31 |