Personnel Hong Kong SFC License Details (ID 117843)

Personnel Hong Kong SFC License Details (ID 117843)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WING FUNG SECURITIES LIMITED	RO	Advising on futures contracts	2023-07-24	-
	RO	Advising on securities	2023-07-24	-
	RO	Asset management	2023-07-24	-
WING FUNG FINTECH LIMITED	Rep	Leveraged foreign exchange trading	2018-11-09	2022-12-06
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2018-01-10	-
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2018-01-10	-
	Rep	Asset management	2017-12-11	2023-07-24
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-03-02	2009-08-20
	Rep	Asset management	2009-03-02	2009-08-20
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2009-03-02	2009-08-20
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2009-03-02	2009-08-20
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2008-04-18	2009-02-28
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on securities	2008-01-15	2009-02-28
	Rep	Dealing in securities	2007-10-31	2009-02-28
TIAN YUAN FINANCE LIMITED	Rep	Asset management	2007-10-31	2009-02-28
	Rep	Advising on securities	2007-10-17	2009-02-28
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2006-09-01	2007-10-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2006-02-08	2006-08-18