Personnel Hong Kong SFC License Details (ID 11784406)

Personnel Hong Kong SFC License Details (ID 11784406)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2021-06-23	-
	Rep	Advising on securities	2021-06-23	-
	Rep	Dealing in securities	2021-06-23	-
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2020-09-15	2021-05-28
	Rep	Advising on securities	2020-09-15	2021-05-28
	Rep	Dealing in securities	2020-09-15	2021-05-28
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2017-08-02	2018-09-27
	Rep	Dealing in securities	2017-08-02	2018-09-27