Personnel Hong Kong SFC License Details (ID 11784421)

Personnel Hong Kong SFC License Details (ID 11784421)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GRAND FIRE SECURITIES LIMITED	Rep	Advising on securities	2021-11-02	2023-07-11
	Rep	Dealing in securities	2021-11-02	2023-07-11
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2020-09-16	2021-09-01
	Rep	Dealing in securities	2020-09-16	2021-09-01
GRAND FIRE SECURITIES LIMITED	Rep	Advising on securities	2019-10-30	2020-08-08
	Rep	Dealing in securities	2019-10-03	2020-08-08
Tensant Securities Limited	Rep	Dealing in securities	2018-10-10	2019-08-31
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2018-08-16	2018-09-14
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2018-08-16	2018-09-14
	Rep	Advising on securities	2018-08-15	2018-09-14
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-08-02	2018-08-05
	Rep	Asset management	2017-08-02	2018-08-05