| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Wealth Link Securities Limited | RO | Advising on securities | 2026-08-24 | - |
| RO | Dealing in securities | 2026-08-24 | - | |
| Bradbury Securities Limited | RO | Advising on securities | 2026-01-20 | 2026-05-31 |
| RO | Dealing in securities | 2026-01-20 | 2026-05-31 | |
| Rep | Advising on securities | 2025-11-26 | 2026-01-20 | |
| Rep | Dealing in securities | 2025-11-26 | 2026-01-20 | |
| WAN LUNG SECURITIES LIMITED | RO | Advising on securities | 2022-09-27 | 2025-10-31 |
| RO | Asset management | 2022-09-27 | 2025-10-31 | |
| RO | Dealing in securities | 2022-09-27 | 2025-10-31 | |
| Rep | Advising on securities | 2022-09-09 | 2022-09-27 | |
| Rep | Asset management | 2022-09-09 | 2022-09-27 | |
| Rep | Dealing in securities | 2022-09-09 | 2022-09-27 | |
| SUNHIGH FINANCIAL HOLDINGS LIMITED | RO | Advising on securities | 2021-08-10 | 2022-07-11 |
| RO | Asset management | 2021-08-10 | 2022-07-11 | |
| RO | Dealing in securities | 2021-08-10 | 2022-07-11 | |
| Rep | Advising on securities | 2017-12-15 | 2021-08-10 | |
| Rep | Asset management | 2017-12-15 | 2021-08-10 | |
| Rep | Dealing in securities | 2017-11-01 | 2021-08-10 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-09-11 | 2017-09-27 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-08-03 | 2017-09-27 |
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