Personnel Hong Kong SFC License Details (ID 11785523)

Personnel Hong Kong SFC License Details (ID 11785523)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-04-14	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-04-14	-
	Rep	Dealing in securities	2026-04-14	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on corporate finance	2018-05-30	2025-02-21
	Rep	Dealing in securities	2018-05-30	2025-02-21
Ballas Capital Limited	Rep	Advising on corporate finance	2017-08-04	2018-05-11
	Rep	Dealing in securities	2017-08-04	2018-05-11