Personnel SFC Licences and HKMA Registrations (ID 11785524)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MFG Limited (HK)	Rep	Dealing in futures contracts	2021-04-09	-
	Rep	Asset management	2019-06-12	-
	Rep	Dealing in securities	2019-04-23	-
CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2017-08-04	2019-02-13
	Rep	Dealing in securities	2017-08-04	2019-02-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.