Personnel Hong Kong SFC License Details (ID 11785541)

Personnel Hong Kong SFC License Details (ID 11785541)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2019-11-01	2022-04-22
	Rep	Dealing in securities	2017-11-08	2022-04-22
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2017-11-08	2019-11-01
Morgan Stanley Asia Limited	Rep	Dealing in securities	2017-10-11	2017-10-14
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2017-10-11	2017-10-14
Morgan Stanley Asia Limited	Rep	Dealing in securities	2017-08-04	2017-08-09
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2017-08-04	2017-08-09