| CITIC CFI Securities Company Limited | Rep | Dealing in securities | 2022-07-25 | - |
| CITIC Futures International Company Limited | Rep | Dealing in futures contracts | 2021-02-01 | - |
| Huatai (Hong Kong) Futures Limited | Rep | Dealing in futures contracts | 2019-08-01 | 2021-01-12 |
| Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2018-07-12 | 2019-07-17 |
| Gong Ping Securities Limited | Rep | Dealing in securities | 2018-07-12 | 2019-07-17 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-12-22 | 2018-06-19 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-22 | 2018-06-19 |
| Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2017-08-08 | 2017-10-13 |