Personnel SFC Licences and HKMA Registrations (ID 11787092)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLUE POOL CAPITAL LIMITED	Rep	Asset management	2024-06-17	-
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2017-08-09	2018-07-20
	Rep	Dealing in securities	2017-08-09	2018-07-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.