Personnel SFC Licences and HKMA Registrations (ID 117871)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2022-03-11	-
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2006-04-26	2008-05-05
FWD Life Insurance Company (Bermuda) Limited	Rep	Advising on securities	2006-02-10	2006-05-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.