Personnel Hong Kong SFC License Details (ID 11787611)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Dealing in securities	2022-11-09	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2020-12-18	2022-05-31
Vontobel Limited	Rep	Dealing in securities	2017-08-10	2019-04-10